Trade Surveillance & Regulatory Guidance for the Singapore Exchange

 Image: SGX Course logo

Trade Surveillance & Regulatory Guidance for the Singapore Exchange

Details

Get Smart on SGX market requirements with FIA-IFM Training.  This course has been jointly developed by and the Singapore Exchange to help market participants understand and comply with key trading rules of the exchange. The course consists of five sections.

Each section provides an overview of trading behavior as well as insight on ways to examine potential trading misconduct and incorporate the guidelines into your risk management programs. Learners can take all five sections of the course or be assigned certain sections depending on their responsibilities within their organization.

e-Learning Content
  • Spoofing
  • Wash trades
  • Momentum ignition
  • Order management during opening routine
  • Regulatory guidance on other key trading clearing rules
    • Negotiated large trades
    • Error trades
    • Position transfers
    • Position limits & accountability
    • Margins
  • Interactive exercises to test comprehension

 

Note: This SGX course is accredited by the Institute of Banking and Finance (IBF) for 1.5 training hours towards SFA CPD (Continuing Professional Development).

Training Duration:  Approximately 60-90 minutes.   A training certificate can be downloaded after successful course completion.

 

Get Smart Training: Developed by the Industry for the Industry

Our curated training courses are developed by the industry for the industry so you can be confident that the material presented is what you need to help train internal staff and customers. Subject Matter Experts with relevant expertise develop content and industry professionals and working groups evaluate the scripts, review drafts, and contribute content when appropriate. Exchanges develop content based on where they see the most need for education of market participants. We also use outside counsel as appropriate to help us write and/or review content. Courses are continuously updated as rules change. 

 

Get Started

Qualify for a Discount?  FIA Member firms and their employees are eligible for discounts on courses. FIA members include more than 300 financial services firms as well as fund managers, commercial hedgers, global exchanges, technology vendors, and legal and other professional services providers. 

Purchase training for employees via an enterprise, corporate license or individually for just a few.  Read more about our pricing options.


Purchase Options

Cost
$80
Note
$60 FIA Member discounted rate will be applied at checkout.

Volume discounts for training are available for firms with 16 or more participants. Please contact the IFM at 202-223-1528, or via e-mail at info@theIFM.org.

Order Fulfillment: You will receive two emails 1) a confirmation of your transaction after you finalize your order, and 2) an email usually within an hour after you place your order with your training login credentials which are different from those used to place an order. Please note web-delivered product orders are fulfilled during normal business hours, Monday to Friday 9 AM to 5 PM Eastern Time, excluding U.S. holidays.